Fraud Prevention

Fraud Prevention

Fraud Prevention

Last updated August 2026

Fraud Prevention


Capel Asset Management is committed to protecting investors and maintaining the security of communications and transactions involving our business. Unfortunately, fraudsters may seek to impersonate legitimate financial services firms in an attempt to obtain personal information, banking details, or investment funds. Such activity is commonly referred to as clone firm fraud. We encourage all clients, prospective investors and professional advisers to remain vigilant against investment scams and fraudulent communications.


How We Communicate


Capel Asset Management will never ask you to disclose passwords or security credentials via email; request that funds be transferred to a personal bank account; pressure you into making an immediate investment decision; contact you unexpectedly and ask you to move money urgently; or ask you to make payments to bank accounts that are not in the name of Capel Asset Management or the relevant authorised fund. If you receive any communication that appears suspicious, please contact us directly using the contact details published on this website before taking any action.


Verifying Our Details


Before investing, investors should verify our regulatory status by checking the Financial Conduct Authority Register at https://register.fca.org.uk. Capel Asset Management Ltd is authorised and regulated by the Financial Conduct Authority (FRN: 545025). You should always independently verify bank account details and contact information before transferring funds.


Protecting Yourself From Scams


Be cautious of unsolicited communications regarding investments. Verify the identity of anyone claiming to represent Capel Asset Management. Check website addresses carefully and ensure they are genuine. Never disclose confidential information unless you are certain of the recipient’s identity. Contact us directly if you are unsure about any communication received. Further information is available via the FCA ScamSmart service: https://www.fca.org.uk/scamsmart.


Suspected Fraud


If you believe you have received a suspicious communication claiming to be from Capel Asset Management, or if you believe you may have been the target of an investment scam, please contact us immediately using the contact details listed on this website. Where appropriate, incidents should also be reported to Action Fraud (https://www.actionfraud.police.uk) and the FCA ScamSmart service.


Disclaimer


While Capel Asset Management takes reasonable steps to protect its systems and communications, no method of electronic communication can be guaranteed to be completely secure. Investors should exercise appropriate caution when sharing information electronically and when making investment-related decisions or payments.

Defined investing. Liquid Alternative solutions.

We partner with multi-asset investors to optimise risk and return outcomes that harness modern strategies across derivatives, alternatives and traditional assets.

Capel Asset Management Limited does not provide advice or make personal recommendations and investors are strongly urged to seek independent advice before investing. Prospective investors should be aware that capital is at risk and the value of their investment may go down as well as up. Any investment should only be made on the basis of the relevant product literature and your attention is drawn to the risk, fees and taxation factors contained therein. Tax treatment depends on individual circumstances of each investor and may be subject to change in the future. Past performance is not a reliable indicator of future performance. Capel Asset Management Limited is authorised and regulated by the Financial Conduct Authority (Firm Reference Number: 1057826). Registered in England No. 17191384. Capel Asset Management is a registered UK trade mark (UK00004391487). Registered Office: Capel Asset Management, 20 North Audley Street, London, W1K 6WE.

© 2026 Capel Asset Management. All rights reserved.

Defined investing. Liquid Alternative solutions.

We partner with multi-asset investors to optimise risk and return outcomes that harness modern strategies across derivatives, alternatives and traditional assets.

Capel Asset Management Limited does not provide advice or make personal recommendations and investors are strongly urged to seek independent advice before investing. Prospective investors should be aware that capital is at risk and the value of their investment may go down as well as up. Any investment should only be made on the basis of the relevant product literature and your attention is drawn to the risk, fees and taxation factors contained therein. Tax treatment depends on individual circumstances of each investor and may be subject to change in the future. Past performance is not a reliable indicator of future performance. Capel Asset Management Limited is authorised and regulated by the Financial Conduct Authority (Firm Reference Number: 1057826). Registered in England No. 17191384. Capel Asset Management is a registered UK trade mark (UK00004391487). Registered Office: Capel Asset Management, 20 North Audley Street, London, W1K 6WE.

© 2026 Capel Asset Management. All rights reserved.

Defined investing. Liquid Alternative solutions.

We partner with multi-asset investors to optimise risk and return outcomes that harness modern strategies across derivatives, alternatives and traditional assets.

Capel Asset Management Limited does not provide advice or make personal recommendations and investors are strongly urged to seek independent advice before investing. Prospective investors should be aware that capital is at risk and the value of their investment may go down as well as up. Any investment should only be made on the basis of the relevant product literature and your attention is drawn to the risk, fees and taxation factors contained therein. Tax treatment depends on individual circumstances of each investor and may be subject to change in the future. Past performance is not a reliable indicator of future performance. Capel Asset Management Limited is authorised and regulated by the Financial Conduct Authority (Firm Reference Number: 1057826). Registered in England No. 17191384. Capel Asset Management is a registered UK trade mark (UK00004391487). Registered Office: Capel Asset Management, 20 North Audley Street, London, W1K 6WE.

© 2026 Capel Asset Management. All rights reserved.